Offering individualized financial & investment planning services
If your accounts transferred or converted to LPL Financial in year 2021, dependent upon account type and where the account was held, you could potentially receive the following tax statements:
IRA Form 1099 Consolidated Tax Information Statements will be generated for non-qualified accounts such as Joint, Single Name, TOD and Trusts. For qualified retirement accounts such as IRA, Roth IRA and SEP, if you did not make a redemption from this type of account in 2021, you will not receive a Form 1099.
Original 1099 Statements will be mailed weekly in multiple waves beginning end of January, and dependent upon account holdings, these statements could be mailed as late as March 11.
Yes. Once finalized, 1099's will be available to those who have online login access established. If you have established 100% paperless access in LPL Account View, you will not receive original Form 1099 in the mail. Please see below for more detailed information regarding online access.
Secure, 24-hour online access to your LPL account information to include 2021 tax documents. If you have not yet established access, follow the link and select "SIGN UP" in the lower-left corner of the new window that opens and follow the outlined steps.
Delaware Ivy Funds will provide most 1099 Statements on or around January 31. For funds that have REIT exposure, these will be sent on or around February 28. For access questions, please contact (888) 923-3355.
Pershing will provide IRS Form 1099 (B, DIV, INT, OID and MISC) statements for the 2021 tax year in a phased format to ensure clients receive their forms as early as possible with complete information starting January 31, 2022. For access questions, clients should contact the Pershing Service Team at
(201) 761-5499 or email firstname.lastname@example.org for assistance.
Click here for detailed Pershing access instructions.
2021-2022 1099 User Manual
2021-2022 Turbo Tax User Guide
2021-2022 Tax Season Guide - Investor