Products & Services
PRODUCTS & SERVICES

Your Customized Financial Program
Our advisors will guide you through a step-by-step financial planning process to help you feel confident in your financial decisions. Because no two people are exactly the same, it is important that we customize our investment products and services to help meet your individualized needs.
Regardless of your stage in life, your income, or your goals, a comprehensive financial plan developed by us can help determine which of the following management styles, products and services might be applicable to your financial situation:
FINANCIAL PLANNING SERVICES
- Financial Profile
- Retirement Analysis
- Survivor Income Needs
- Education Funding & Financial Aid Planning
- Estate Review
- Asset Allocation
- Tax Planning Analysis
- Income Tax Strategies
- Goal Funding
- Disability Income
- Long-Term Care
- Investment Planning Services
- Estate Planning Strategies
- Wealth Forecasting Strategies
- Business Planning Strategies
INVESTMENT MANAGEMENT SERVICES
INVESTMENT MANAGEMENT STYLES
Advisory Services
Active Investment Management
Scheduled annual reviews, advisors held to fiduciary standard, advisor granted discretionary trading responsibilities, inclusive annual managed assets percentage-based fee
Brokerage Services
Passive Investment Management
Advisors held to best interest or suitability standard, client responsible for initiation of all trades, transactional commissions and fees
INVESTMENT PRODUCTS
Equity and Fixed Income Investments
- Mutual Funds
- Stocks
- Options
- Bonds
- Structured Investments
- ETFs
Insurance
- Annuities - Immediate, Variable, Fixed and Indexed
- Insurance - Term, Universal, Variable, Whole
- LTC (Long Term Care)
- Disability
- Buy/Sell Agreement
ACCOUNT TYPES
Retirement Accounts
- Traditional IRA
- Beneficiary IRA
- Roth IRA
- 401K
- 457
- 403(b)/TSA plans
- Simple IRA
- SEP (Simplified Employee Pension Plan)
- Defined Benefit Plans
- Government Employee Plans
Non-Retirement Accounts
- Individual
- Trusts
- Individual TOD
- JTWROS
- UTMA/UGMA
Educational Savings Accounts
- 529 College Savings
- Coverdell Education Savings
VALUE ADDED SERVICES
ACCOUNT VIEW ONLINE & MOBILE APP
Log into our secure, 24-hour online access to your investment account information. A one stop login to view your accounts and access to eMoney/WealthVision. Mobile access is also available through the Account View 2.0 app.
eMONEY/WEALTHVISION
Accessed from Account View, the ability to link data from outside financial institutions to have a comprehensive view of your estate.
ONLINE SCHEDULING TOOL
Reserve a convenient time for you to meet with your Advisor. Zoom, FaceTime and phone call options are available.
SECURE E-MAIL SYSTEM & TEXTING PLATFORM
To protect your privacy and sensitive information. Direct, secure access in communicating with your Advisor
SECURE REMOTE UPLOADING OF DOCUMENTS
Upload your confidential documents directly to your Advisor through a secure portal.
MONTHLY EMAIL NEWSLETTER
Information on financial topics & current events that may affect your financial planning, with relevant information related to your accounts.
ANNUAL REVIEW OF ACCOUNTS
Minimum of once per year for clients having fiduciary actively-managed accounts.
SOCIAL MEDIA PRESENCE
LinkedIn, Facebook
EDUCATIONAL/CLIENT EVENTS
In-person and virtual events scheduled throughout the year.
MARKET INSIGHTS
Market commentary refreshed weekly and posted on our social media pages and website.
CLIENT FAQ
Answers to frequently asked questions regarding account access, account deposit/withdrawal, account maintenance, eMoney/WealthVision, and other relevant client information.
RESOURCE/KNOWLEDGE CENTER
Overview and videos on Estate, Insurance, Investment, Retirement, and Taxes
LATEST NEWS
Access to monthly newletters and quarterly market updates.
TOOLS & CALCULATORS
Useful tools to include various Calculators, an extensive financial Glossary, and Tax Tools.
CYBER FRAUD GUARANTEE
LPL will reimburse you for 100% of realized losses in your impacted LPL accounts, which were incurred directly as a result of unauthorize access to an LPL system. *Please click here for terms and customer obligations.