With over four decades of experience in the financial industry, Carl has built and developed an exemplary professional career. He served as Waddell & Reed’s Market Director for the Greater New York New England Market for 21 years, and most recently was instrumental in assisting with Concord River Financial’s transition to LPL Financial as head of LPL’s Advisor Transition Team.
After 15 years at Prudential Insurance and Financial Services, Carl joined Waddell & Reed in 2000 as Market Director to 100+ financial advisors and licensed associates, utilizing his extensive experience to mentor and provide knowledge and support to help build successful practices. Carl has proved himself as a dynamic leader and advisor, and through his dedication and expertise has earned the trust and admiration of his clients and peers alike.
In servicing his clients, Carl understands the importance of recognizing that every person’s financial situation is unique, and he strongly believes in a comprehensive, personalized approach to financial planning. He is passionate about helping individuals and families reach their personal and financial goals, whether it be education planning for children or grandchildren, feeling confident in retirement, building wealth to pass on to others, or leaving a legacy through philanthropy. Carl holds the Series 7, Series 63, Series 65, Series 24 through LPL Financial, as well as Life and Health Insurance licenses to serve clients in multiple states across the country.
Carl resides in Orange, CT with his beloved wife of thirty-one years, Estelle. Together they share six children, the youngest a junior in college. While Carl happily dedicates most of his free time to his family, he also enjoys cooking and the occasional round of golf.