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Offering individualized financial
& investment planning services

(781)404-7009    (978)206-2375


Concord River Financial is expanding. How can our growth benefit you?

Are you interested in tailoring an independent practice based on your own goals, owning your client relationships, and growing with the support and guidance of a successful, experienced team?


Are you looking to retire and can't find a suitable buyer for your book of business?

Perhaps now is the time to consider a new direction.

We invite you to contact Concord River Financial to learn more about what makes teaming with us
a truly unique opportunity.

Please e-mail or call Rick West at 781.404.7009 x100

What We at Concord River Financial Have to Offer:

  • Highly competitive payouts
  • Newly renovated Acton, MA office convenient to Route 495
    • Private conference room
    • Ample parking
  • Option to work offsite or in provided office
    • windowed private offices and shared work spaces available
  • Hardware/software infrastructure in place
    • Phone system
    • Copy and fax machines
    • Private network
    • Redtail CRM
    • On-site shredding
  • Partnership opportunities
  • Death & disability succession plans
  • Potential to get paid twice on any buyout for the same book of business
    • Waddell & Reed transfer offer + Concord River Financial's buyout
  • Administrative support
    • Telephone support
    • Incoming/outgoing mail services
    • Regulatory correspondence tracking
    • Retail communications and gift log maintenance
    • Conference room meeting preparation
    • Depositing and logging of checks
  • Possible office space for accompanying assistants/administrators
  • Vacation backup
  • Team-oriented, supportive culture

What Our Broker-Dealer, Waddell & Reed, Has to Offer:


  • Highly competitive compensation and incentives
    • Attractive, attainable recognition for advisors at every level, including:
      • Exclusive trips
      • Professional development
      • Exposure to company leaders
  • Open architecture platform and comprehensive product suite
    • Equity and fixed income securities – cleared through Pershing
    • Mutual funds from 100+ fund families
    • Range of advisory products with innovative product structures
    • Access to world-class investment management
  • Professionally developed marketing
  • Customized, comprehensive financial planning process
  • Timely, relevant professional development program
  • Broad-spectrum technology
  • Transition programs

Transition Plan:

  • Up to 55% Upfront, 100% Total Deal
  • Upfront forgivable loan
  • Potential for transition bonus
  • Payout floor for first two years
  • Affiliation fee waived six months
  • Up to $50,000 ACAT transfer fee reimbursement budget
  • $1,000 licensing budget
  • On-site transition support
  • Pre-affiliation training


Please e-mail or call Rick West at 781.404.7009 x100

This information is meant for recruiting purposes only. The services offered through Concord River Financial are separate from the services offered through Waddell & Reed, Inc. (WRI) and WRI is not responsible for any services offered directly through Concord River Financial.

Joining the Concord River Financial team will require background checks due to the association with WRI and due to regulatory requirements. There is no specific requirement to join the Concord River FInancial team to be accepted as independent Financial Advisor with WRI nor is there any guarantee that WRI will accept any independent financial advisor candidate.

Securities and Investment Advisory Services offered through Waddell & Reed, Inc., a Broker/Dealer, Member FINRA/SIPC and Federally Registered Investment Advisor. Waddell & Reed, Inc. and Concord River Financial are unaffiliated entities.